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MAGAZINE
DESK | July 7, 2002, Sunday Late Edition - Final, Section 6, Page 22, Column
1
What
If It's All Been a Big Fat Lie?
By Gary Taubes
Reprinted from The New York Times Magazine
At
the very moment that the government started telling Americans to eat less fat,
we got fatter. The truths about why we gain weight and why it is so hard to
lose it just might turn out to be much different from what we have been led
to think.
If the members of
the American medical establishment were to have a collective find-yourself-standing-naked-in-Times-Square-type
nightmare, this might be it. They spend 30 years ridiculing Robert Atkins, author
of the phenomenally-best-selling ‘‘Dr. Atkins’ Diet Revolution’’ and ‘‘Dr. Atkins’
New Diet Revolution,’’ accusing the Manhattan doctor of quackery and fraud,
only to discover that the unrepentant Atkins was right all along. Or maybe it’s
this: they find that their very own dietary recommendations—eat less fat and
more carbohydrates—are the cause of the rampaging epidemic of obesity in America.
Or, just possibly this: they find out both of the above are true.
When Atkins first
published his ‘‘Diet Revolution’’ in 1972, Americans were just coming to terms
with the proposition that fat—particularly the saturated fat of meat and dairy
products—was the primary nutritional evil in the American diet. Atkins managed
to sell millions of copies of a book promising that we would lose weight eating
steak, eggs and butter to our heart’s desire, because it was the carbohydrates,
the pasta, rice, bagels and sugar, that caused obesity and even heart disease.
Fat, he said, was harmless.
Atkins allowed his readers
to eat ‘‘truly luxurious foods without limit,’’ as he put it, ‘‘lobster with
butter sauce, steak with béarnaise sauce...bacon cheeseburgers,’’ but allowed
no starches or refined carbohydrates, which means no sugars or anything made
from flour. Atkins banned even fruit juices, and permitted only a modicum
of vegetables, although the latter were negotiable as the diet progressed.
Atkins was by no means
the first to get rich pushing a high-fat diet that restricted carbohydrates,
but he popularized it to an extent that the American Medical Association considered
it a potential threat to our health. The A.M.A. attacked Atkins’s diet as
a ‘‘bizarre regimen’’ that advocated ‘‘an unlimited intake of saturated fats
and cholesterol-rich foods,’’ and Atkins even had to defend his diet in Congressional
hearings.
Thirty years later, America
has become weirdly polarized on the subject of weight. On the one hand, we’ve
been told with almost religious certainty by everyone from the surgeon general
on down, and we have come to believe with almost religious certainty, that
obesity is caused by the excessive consumption of fat, and that if we eat
less fat we will lose weight and live longer.
On the other, we have
the ever-resilient message of Atkins and decades’ worth of best-selling diet
books, including ‘‘The Zone,’’ ‘‘Sugar Busters’’ and ‘‘Protein Power’’ to
name a few. All push some variation of what scientists would call the alternative
hypothesis: it’s not the fat that makes us fat, but the carbohydrates, and
if we eat less carbohydrates we will lose weight and live longer. The perversity
of this alternative hypothesis is that it identifies the cause of obesity
as precisely those refined carbohydrates at the base of the famous Food Guide
Pyramid—the pasta, rice and bread—that we are told should be the staple of
our healthy low-fat diet, and then on the sugar or corn syrup in the soft
drinks, fruit juices and sports drinks that we have taken to consuming in
quantity if for no other reason than that they are fat free and so appear
intrinsically healthy. While the low-fat-is-good-health dogma represents reality
as we have come to know it, and the government has spent hundreds of millions
of dollars in research trying to prove its worth, the low-carbohydrate message
has been relegated to the realm of unscientific fantasy.
Over the past five years,
however, there has been a subtle shift in the scientific consensus. It used
to be that even considering the possibility of the alternative hypothesis,
let alone researching it, was tantamount to quackery by association. Now a
small but growing minority of establishment researchers have come to take
seriously what the low-carb-diet doctors have been saying all along. Walter
Willett, chairman of the department of nutrition at the Harvard School of
Public Health, may be the most visible proponent of testing this heretic hypothesis.
Willett is the de facto spokesman of the longest-running, most comprehensive
diet and health studies ever performed, which have already cost upward of
$100 million and include data on nearly 300,000 individuals. Those data, says
Willett, clearly contradict the low-fat-is-good-health message ‘‘and the idea
that all fat is bad for you; the exclusive focus on adverse effects of fat
may have contributed to the obesity epidemic.’’
These researchers point
out that there are plenty of reasons to suggest that the low-fat-is-good-health
hypothesis has now effectively failed the test of time. In particular, that
we are in the midst of an obesity epidemic that started around the early 1980’s,
and that this was coincident with the rise of the low-fat dogma. (Type 2 diabetes,
the most common form of the disease, also rose significantly through this
period.) They say that low-fat weight-loss diets have proved in clinical trials
and real life to be dismal failures, and that on top of it all, the percentage
of fat in the American diet has been decreasing for two decades. Our cholesterol
levels have been declining, and we have been smoking less, and yet the incidence
of heart disease has not declined as would be expected. ‘‘That is very disconcerting,’’
Willett says. ‘‘It suggests that something else bad is happening.’’
The science behind the
alternative hypothesis can be called Endocrinology 101, which is how it’s
referred to by David Ludwig, a researcher at Harvard Medical School who runs
the pediatric obesity clinic at Children’s Hospital Boston, and who prescribes
his own version of a carbohydrate-restricted diet to his patients. Endocrinology
101 requires an understanding of how carbohydrates affect insulin and blood
sugar and in turn fat metabolism and appetite. This is basic endocrinology,
Ludwig says, which is the study of hormones, and it is still considered radical
because the low-fat dietary wisdom emerged in the 1960’s from researchers
almost exclusively concerned with the effect of fat on cholesterol and heart
disease. At the time, Endocrinology 101 was still underdeveloped, and so it
was ignored. Now that this science is becoming clear, it has to fight a quarter
century of anti-fat prejudice.
The alternative hypothesis
also comes with an implication that is worth considering for a moment, because
it’s a whopper, and it may indeed be an obstacle to its acceptance. If the
alternative hypothesis is right—still a big ‘‘if’’—then it strongly suggests
that the ongoing epidemic of obesity in America and elsewhere is not, as we
are constantly told, due simply to a collective lack of will power and a failure
to exercise. Rather it occurred, as Atkins has been saying (along with Barry
Sears, author of ‘‘The Zone’’), because the public health authorities told
us unwittingly, but with the best of intentions, to eat precisely those foods
that would make us fat, and we did. We ate more fat-free carbohydrates, which,
in turn, made us hungrier and then heavier. Put simply, if the alternative
hypothesis is right, then a low-fat diet is not by definition a healthy diet.
In practice, such a diet cannot help being high in carbohydrates, and that
can lead to obesity, and perhaps even heart disease. ‘‘For a large percentage
of the population, perhaps 30 to 40 percent, low-fat diets are counterproductive,’’
says Eleftheria Maratos-Flier, director of obesity research at Harvard’s prestigious
Joslin Diabetes Center. ‘‘They have the paradoxical effect of making people
gain weight.’’
Scientists are still arguing
about fat, despite a century of research, because the regulation of appetite
and weight in the human body happens to be almost inconceivably complex, and
the experimental tools we have to study it are still remarkably inadequate.
This combination leaves researchers in an awkward position. To study the entire
physiological system involves feeding real food to real human subjects for
months or years on end, which is prohibitively expensive, ethically questionable
(if you’re trying to measure the effects of foods that might cause heart disease)
and virtually impossible to do in any kind of rigorously controlled scientific
manner. But if researchers seek to study something less costly and more controllable,
they end up studying experimental situations so oversimplified that their
results may have nothing to do with reality. This then leads to a research
literature so vast that it’s possible to find at least some published research
to support virtually any theory. The result is a balkanized community—‘‘splintered,
very opinionated and in many instances, intransigent,’’ says Kurt Isselbacher,
a former chairman of the Food and Nutrition Board of the National Academy
of Science—in which researchers seem easily convinced that their preconceived
notions are correct and thoroughly uninterested in testing any other hypotheses
but their own.
What’s more, the number
of misconceptions propagated about the most basic research can be staggering.
Researchers will be suitably scientific describing the limitations of their
own experiments, and then will cite something as gospel truth because they
read it in a magazine. The classic example is the statement heard repeatedly
that 95 percent of all dieters never lose weight, and 95 percent of those
who do will not keep it off. This will be correctly attributed to the University
of Pennsylvania psychiatrist Albert Stunkard, but it will go unmentioned that
this statement is based on 100 patients who passed through Stunkard’s obesity
clinic during the Eisenhower administration.
With these caveats, one
of the few reasonably reliable facts about the obesity epidemic is that it
started around the early 1980’s. According to Katherine Flegal, an epidemiologist
at the National Center for Health Statistics, the percentage of obese Americans
stayed relatively constant through the 1960’s and 1970’s at 13 percent to
14 percent and then shot up by 8 percentage points in the 1980’s. By the end
of that decade, nearly one in four Americans was obese. That steep rise, which
is consistent through all segments of American society and which continued
unabated through the 1990’s, is the singular feature of the epidemic. Any
theory that tries to explain obesity in America has to account for that. Meanwhile,
overweight children nearly tripled in number. And for the first time, physicians
began diagnosing Type 2 diabetes in adolescents. Type 2 diabetes often accompanies
obesity. It used to be called adult-onset diabetes and now, for the obvious
reason, is not.
So how did this happen?
The orthodox and ubiquitous explanation is that we live in what Kelly Brownell,
a Yale psychologist, has called a ‘‘toxic food environment’’ of cheap fatty
food, large portions, pervasive food advertising and sedentary lives. By this
theory, we are at the Pavlovian mercy of the food industry, which spends nearly
$10 billion a year advertising unwholesome junk food and fast food. And because
these foods, especially fast food, are so filled with fat, they are both irresistible
and uniquely fattening. On top of this, so the theory goes, our modern society
has successfully eliminated physical activity from our daily lives. We no
longer exercise or walk up stairs, nor do our children bike to school or play
outside, because they would prefer to play video games and watch television.
And because some of us are obviously predisposed to gain weight while others
are not, this explanation also has a genetic component—the thrifty gene. It
suggests that storing extra calories as fat was an evolutionary advantage
to our Paleolithic ancestors, who had to survive frequent famine. We then
inherited these ‘‘thrifty’’ genes, despite their liability in today’s toxic
environment.
This theory makes perfect
sense and plays to our puritanical prejudice that fat, fast food and television
are innately damaging to our humanity. But there are two catches. First, to
buy this logic is to accept that the copious negative reinforcement that accompanies
obesity—both socially and physically—is easily overcome by the constant bombardment
of food advertising and the lure of a supersize bargain meal. And second,
as Flegal points out, little data exist to support any of this. Certainly
none of it explains what changed so significantly to start the epidemic. Fast-food
consumption, for example, continued to grow steadily through the 70’s and
80’s, but it did not take a sudden leap, as obesity did.
As far as exercise and
physical activity go, there are no reliable data before the mid-80’s, according
to William Dietz, who runs the division of nutrition and physical activity
at the Centers for Disease Control; the 1990’s data show obesity rates continuing
to climb, while exercise activity remained unchanged. This suggests the two
have little in common. Dietz also acknowledged that a culture of physical
exercise began in the United States in the 70’s—the ‘‘leisure exercise mania,’’
as Robert Levy, director of the National Heart, Lung and Blood Institute,
described it in 1981—and has continued through the present day. As for the
thrifty gene, it provides the kind of evolutionary rationale for human behavior
that scientists find comforting but that simply cannot be tested. In other
words, if we were living through an anorexia epidemic, the experts would be
discussing the equally untestable ‘‘spendthrift gene’’ theory, touting evolutionary
advantages of losing weight effortlessly. An overweight homo erectus, they’d
say, would have been easy prey for predators.
It is also undeniable,
note students of Endocrinology 101, that mankind never evolved to eat a diet
high in starches or sugars. ‘‘Grain products and concentrated sugars were
essentially absent from human nutrition until the invention of agriculture,’’
Ludwig says, ‘‘which was only 10,000 years ago.’’ This is discussed frequently
in the anthropology texts but is mostly absent from the obesity literature,
with the prominent exception of the low-carbohydrate-diet books.
What’s forgotten in the
current controversy is that the low-fat dogma itself is only about 25 years
old. Until the late 70’s, the accepted wisdom was that fat and protein protected
against overeating by making you sated, and that carbohydrates made you fat.
In ‘‘The Physiology of Taste,’’ for instance, an 1825 discourse considered
among the most famous books ever written about food, the French gastronome
Jean Anthelme Brillat-Savarin says that he could easily identify the causes
of obesity after 30 years of listening to one ‘‘stout party’’ after another
proclaiming the joys of bread, rice and (from a ‘‘particularly stout party’’)
potatoes. Brillat-Savarin described the roots of obesity as a natural predisposition
conjuncted with the ‘‘floury and feculent substances which man makes the prime
ingredients of his daily nourishment.’’ He added that the effects of this
fecula—i.e., ‘‘potatoes, grain or any kind of flour’’—were seen sooner when
sugar was added to the diet.
This is what my mother
taught me 40 years ago, backed up by the vague observation that Italians tended
toward corpulence because they ate so much pasta. This observation was actually
documented by Ancel Keys, a University of Minnesota physician who noted that
fats ‘‘have good staying power,’’ by which he meant they are slow to be digested
and so lead to satiation, and that Italians were among the heaviest populations
he had studied. According to Keys, the Neapolitans, for instance, ate only
a little lean meat once or twice a week, but ate bread and pasta every day
for lunch and dinner. ‘‘There was no evidence of nutritional deficiency,’’
he wrote, ‘‘but the working-class women were fat.’’
By the 70’s, you could
still find articles in the journals describing high rates of obesity in Africa
and the Caribbean where diets contained almost exclusively carbohydrates.
The common thinking, wrote a former director of the Nutrition Division of
the United Nations, was that the ideal diet, one that prevented obesity, snacking
and excessive sugar consumption, was a diet ‘‘with plenty of eggs, beef, mutton,
chicken, butter and well-cooked vegetables.’’ This was the identical prescription
Brillat-Savarin put forth in 1825.
It was Ancel Keys, paradoxically,
who introduced the low-fat-is-good-health dogma in the 50’s with his theory
that dietary fat raises cholesterol levels and gives you heart disease. Over
the next two decades, however, the scientific evidence supporting this theory
remained stubbornly ambiguous. The case was eventually settled not by new
science but by politics. It began in January 1977, when a Senate committee
led by George McGovern published its ‘‘Dietary Goals for the United States,’’
advising that Americans significantly curb their fat intake to abate an epidemic
of ‘‘killer diseases’’ supposedly sweeping the country. It peaked in late
1984, when the National Institutes of Health officially recommended that all
Americans over the age of 2 eat less fat. By that time, fat had become ‘‘this
greasy killer’’ in the memorable words of the Center for Science in the Public
Interest, and the model American breakfast of eggs and bacon was well on its
way to becoming a bowl of Special K with low-fat milk, a glass of orange juice
and toast, hold the butter—a dubious feast of refined carbohydrates.
In the intervening years,
the N.I.H. spent several hundred million dollars trying to demonstrate a connection
between eating fat and getting heart disease and, despite what we might think,
it failed. Five major studies revealed no such link. A sixth, however, costing
well over $100 million alone, concluded that reducing cholesterol by drug
therapy could prevent heart disease. The N.I.H. administrators then made a
leap of faith. Basil Rifkind, who oversaw the relevant trials for the N.I.H.,
described their logic this way: they had failed to demonstrate at great expense
that eating less fat had any health benefits. But if a cholesterol-lowering
drug could prevent heart attacks, then a low-fat, cholesterol-lowering diet
should do the same. ‘‘It’s an imperfect world,’’ Rifkind told me. ‘‘The data
that would be definitive is ungettable, so you do your best with what is available.’’
Some of the best scientists
disagreed with this low-fat logic, suggesting that good science was incompatible
with such leaps of faith, but they were effectively ignored. Pete Ahrens,
whose Rockefeller University laboratory had done the seminal research on cholesterol
metabolism, testified to McGovern’s committee that everyone responds differently
to low-fat diets. It was not a scientific matter who might benefit and who
might be harmed, he said, but ‘‘a betting matter.’’ Phil Handler, then president
of the National Academy of Sciences, testified in Congress to the same effect
in 1980. ‘‘What right,’’ Handler asked, ‘‘has the federal government to propose
that the American people conduct a vast nutritional experiment, with themselves
as subjects, on the strength of so very little evidence that it will do them
any good?’’
Nonetheless, once the
N.I.H. signed off on the low-fat doctrine, societal forces took over. The
food industry quickly began producing thousands of reduced-fat food products
to meet the new recommendations. Fat was removed from foods like cookies,
chips and yogurt. The problem was, it had to be replaced with something as
tasty and pleasurable to the palate, which meant some form of sugar, often
high-fructose corn syrup. Meanwhile, an entire industry emerged to create
fat substitutes, of which Procter & Gamble’s olestra was first. And because
these reduced-fat meats, cheeses, snacks and cookies had to compete with a
few hundred thousand other food products marketed in America, the industry
dedicated considerable advertising effort to reinforcing the less-fat-is-good-health
message. Helping the cause was what Walter Willett calls the ‘‘huge forces’’of
dietitians, health organizations, consumer groups, health reporters and even
cookbook writers, all well-intended missionaries of healthful eating.
Few experts now deny that
the low-fat message is radically oversimplified. If nothing else, it effectively
ignores the fact that unsaturated fats, like olive oil, are relatively good
for you: they tend to elevate your good cholesterol, high-density lipoprotein
(H.D.L.), and lower your bad cholesterol, low-density lipoprotein (L.D.L.),
at least in comparison to the effect of carbohydrates. While higher L.D.L.
raises your heart-disease risk, higher H.D.L. reduces it.
What this means is that
even saturated fats—a k a, the bad fats—are not nearly as deleterious as you
would think. True, they will elevate your bad cholesterol, but they will also
elevate your good cholesterol. In other words, it’s a virtual wash. As Willett
explained to me, you will gain little to no health benefit by giving up milk,
butter and cheese and eating bagels instead.
But it gets even weirder
than that. Foods considered more or less deadly under the low-fat dogma turn
out to be comparatively benign if you actually look at their fat content.
More than two-thirds of the fat in a porterhouse steak, for instance, will
definitively improve your cholesterol profile (at least in comparison with
the baked potato next to it); it’s true that the remainder will raise your
L.D.L., the bad stuff, but it will also boost your H.D.L. The same is true
for lard. If you work out the numbers, you come to the surreal conclusion
that you can eat lard straight from the can and conceivably reduce your risk
of heart disease.
The crucial example of
how the low-fat recommendations were oversimplified is shown by the impact—potentially
lethal, in fact—of low-fat diets on triglycerides, which are the component
molecules of fat. By the late 60’s, researchers had shown that high triglyceride
levels were at least as common in heart-disease patients as high L.D.L. cholesterol,
and that eating a low-fat, high-carbohydrate diet would, for many people,
raise their triglyceride levels, lower their H.D.L. levels and accentuate
what Gerry Reaven, an endocrinologist at Stanford University, called Syndrome
X. This is a cluster of conditions that can lead to heart disease and Type
2 diabetes.
It took Reaven a decade
to convince his peers that Syndrome X was a legitimate health concern, in
part because to accept its reality is to accept that low-fat diets will increase
the risk of heart disease in a third of the population. ‘‘Sometimes we wish
it would go away because nobody knows how to deal with it,’’ said Robert Silverman,
an N.I.H. researcher, at a 1987 N.I.H. conference. ‘‘High protein levels can
be bad for the kidneys. High fat is bad for your heart. Now Reaven is saying
not to eat high carbohydrates. We have to eat something.’’
Surely, everyone involved
in drafting the various dietary guidelines wanted Americans simply to eat
less junk food, however you define it, and eat more the way they do in Berkeley,
Calif. But we didn’t go along. Instead we ate more starches and refined carbohydrates,
because calorie for calorie, these are the cheapest nutrients for the food
industry to produce, and they can be sold at the highest profit. It’s also
what we like to eat. Rare is the person under the age of 50 who doesn’t prefer
a cookie or heavily sweetened yogurt to a head of broccoli.
‘‘All reformers would
do well to be conscious of the law of unintended consequences,’’ says Alan
Stone, who was staff director for McGovern’s Senate committee. Stone told
me he had an inkling about how the food industry would respond to the new
dietary goals back when the hearings were first held. An economist pulled
him aside, he said, and gave him a lesson on market disincentives to healthy
eating: ‘‘He said if you create a new market with a brand-new manufactured
food, give it a brand-new fancy name, put a big advertising budget behind
it, you can have a market all to yourself and force your competitors to catch
up. You can’t do that with fruits and vegetables. It’s harder to differentiate
an apple from an apple.’’
Nutrition researchers
also played a role by trying to feed science into the idea that carbohydrates
are the ideal nutrient. It had been known, for almost a century, and considered
mostly irrelevant to the etiology of obesity, that fat has nine calories per
gram compared with four for carbohydrates and protein. Now it became the fail-safe
position of the low-fat recommendations: reduce the densest source of calories
in the diet and you will lose weight. Then in 1982, J.P. Flatt, a University
of Massachusetts biochemist, published his research demonstrating that, in
any normal diet, it is extremely rare for the human body to convert carbohydrates
into body fat. This was then misinterpreted by the media and quite a few scientists
to mean that eating carbohydrates, even to excess, could not make you fat—which
is not the case, Flatt says. But the misinterpretation developed a vigorous
life of its own because it resonated with the notion that fat makes you fat
and carbohydrates are harmless.
As a result, the major
trends in American diets since the late 70’s, according to the U.S.D.A. agricultural
economist Judith Putnam, have been a decrease in the percentage of fat calories
and a ‘‘greatly increased consumption of carbohydrates.’’ To be precise, annual
grain consumption has increased almost 60 pounds per person, and caloric sweeteners
(primarily high-fructose corn syrup)by 30 pounds. At the same time, we suddenly
began consuming more total calories: now up to 400 more each day since the
government started recommending low-fat diets.
If these trends are correct,
then the obesity epidemic can certainly be explained by Americans’ eating
more calories than ever—excess calories, after all, are what causes us to
gain weight—and, specifically, more carbohydrates. The question is why?
The answer provided by
Endocrinology 101 is that we are simply hungrier than we were in the 70’s,
and the reason is physiological more than psychological. In this case, the
salient factor—ignored in the pursuit of fat and its effect on cholesterol—is
how carbohydrates affect blood sugar and insulin. In fact, these were obvious
culprits all along, which is why Atkins and the low-carb-diet doctors pounced
on them early.
The primary role of insulin
is to regulate blood-sugar levels. After you eat carbohydrates, they will
be broken down into their component sugar molecules and transported into the
bloodstream. Your pancreas then secretes insulin, which shunts the blood sugar
into muscles and the liver as fuel for the next few hours. This is why carbohydrates
have a significant impact on insulin and fat does not. And because juvenile
diabetes is caused by a lack of insulin, physicians believed since the 20’s
that the only evil with insulin is not having enough.
But insulin also regulates
fat metabolism. We cannot store body fat without it. Think of insulin as a
switch. When it’s on, in the few hours after eating, you burn carbohydrates
for energy and store excess calories as fat. When it’s off, after the insulin
has been depleted, you burn fat as fuel. So when insulin levels are low, you
will burn your own fat, but not when they’re high.
This is where it gets
unavoidably complicated. The fatter you are, the more insulin your pancreas
will pump out per meal, and the more likely you’ll develop what’s called ‘‘insulin
resistance,’’ which is the underlying cause of Syndrome X. In effect, your
cells become insensitive to the action of insulin, and so you need ever greater
amounts to keep your blood sugar in check. So as you gain weight, insulin
makes it easier to store fat and harder to lose it. But the insulin resistance
in turn may make it harder to store fat—your weight is being kept in check,
as it should be. But now the insulin resistance might prompt your pancreas
to produce even more insulin, potentially starting a vicious cycle. Which
comes first—the obesity, the elevated insulin, known as hyperinsulinemia,
or the insulin resistance—is a chicken-and-egg problem that hasn’t been resolved.
One endocrinologist described this to me as ‘‘the Nobel-prize winning question.’’
Insulin also profoundly
affects hunger, although to what end is another point of controversy. On the
one hand, insulin can indirectly cause hunger by lowering your blood sugar,
but how low does blood sugar have to drop before hunger kicks in? That's unresolved.
Meanwhile, insulin works in the brain to suppress hunger. The theory, as explained
to me by Michael Schwartz, an endocrinologist at the University of Washington,
is that insulin's ability to inhibit appetite would normally counteract its
propensity to generate body fat. In other words, as you gained weight, your
body would generate more insulin after every meal, and that in turn would
suppress your appetite; you'd eat less and lose the weight.
Schwartz, however, can
imagine a simple mechanism that would throw this ''homeostatic'' system off
balance: if your brain were to lose its sensitivity to insulin, just as your
fat and muscles do when they are flooded with it. Now the higher insulin production
that comes with getting fatter would no longer compensate by suppressing your
appetite, because your brain would no longer register the rise in insulin.
The end result would be a physiologic state in which obesity is almost preordained,
and one in which the carbohydrate-insulin connection could play a major role.
Schwartz says he believes this could indeed be happening, but research hasn't
progressed far enough to prove it. ''It is just a hypothesis,'' he says. ''It
still needs to be sorted out.''
David Ludwig, the Harvard
endocrinologist, says that it's the direct effect of insulin on blood sugar
that does the trick. He notes that when diabetics get too much insulin, their
blood sugar drops and they get ravenously hungry. They gain weight because
they eat more, and the insulin promotes fat deposition. The same happens with
lab animals. This, he says, is effectively what happens when we eat carbohydrates—in
particular sugar and starches like potatoes and rice, or anything made from
flour, like a slice of white bread. These are known in the jargon as high-glycemic-index
carbohydrates, which means they are absorbed quickly into the blood. As a
result, they cause a spike of blood sugar and a surge of insulin within minutes.
The resulting rush of insulin stores the blood sugar away and a few hours
later, your blood sugar is lower than it was before you ate. As Ludwig explains,
your body effectively thinks it has run out of fuel, but the insulin is still
high enough to prevent you from burning your own fat. The result is hunger
and a craving for more carbohydrates. It's another vicious circle, and another
situation ripe for obesity.
The glycemic-index concept
and the idea that starches can be absorbed into the blood even faster than
sugar emerged in the late 70's, but again had no influence on public health
recommendations, because of the attendant controversies. To wit: if you bought
the glycemic-index concept, then you had to accept that the starches we were
supposed to be eating 6 to 11 times a day were, once swallowed, physiologically
indistinguishable from sugars. This made them seem considerably less than
wholesome. Rather than accept this possibility, the policy makers simply allowed
sugar and corn syrup to elude the vilification that befell dietary fat. After
all, they are fat-free.
Sugar and corn syrup from
soft drinks, juices and the copious teas and sports drinks now supply more
than 10 percent of our total calories; the 80's saw the introduction of Big
Gulps and 32-ounce cups of Coca-Cola, blasted through with sugar, but 100
percent fat free. When it comes to insulin and blood sugar, these soft drinks
and fruit juices—what the scientists call ''wet carbohydrates''—might indeed
be worst of all. (Diet soda accounts for less than a quarter of the soda market.)
The gist of the glycemic-index
idea is that the longer it takes the carbohydrates to be digested, the lesser
the impact on blood sugar and insulin and the healthier the food. Those foods
with the highest rating on the glycemic index are some simple sugars, starches
and anything made from flour. Green vegetables, beans and whole grains cause
a much slower rise in blood sugar because they have fiber, a nondigestible
carbohydrate, which slows down digestion and lowers the glycemic index. Protein
and fat serve the same purpose, which implies that eating fat can be beneficial,
a notion that is still unacceptable. And the glycemic-index concept implies
that a primary cause of Syndrome X, heart disease, Type 2 diabetes and obesity
is the long-term damage caused by the repeated surges of insulin that come
from eating starches and refined carbohydrates. This suggests a kind of unified
field theory for these chronic diseases, but not one that coexists easily
with the low-fat doctrine.
At Ludwig's pediatric
obesity clinic, he has been prescribing low-glycemic-index diets to children
and adolescents for five years now. He does not recommend the Atkins diet
because he says he believes such a very low carbohydrate approach is unnecessarily
restrictive; instead, he tells his patients to effectively replace refined
carbohydrates and starches with vegetables, legumes and fruit. This makes
a low-glycemic-index diet consistent with dietary common sense, albeit in
a higher-fat kind of way. His clinic now has a nine-month waiting list. Only
recently has Ludwig managed to convince the N.I.H. that such diets are worthy
of study. His first three grant proposals were summarily rejected, which may
explain why much of the relevant research has been done in Canada and in Australia.
In April, however, Ludwig received $1.2 million from the N.I.H. to test his
low-glycemic-index diet against a traditional low-fat-low-calorie regime.
That might help resolve some of the controversy over the role of insulin in
obesity, although the redoubtable Robert Atkins might get there first.
The 71-year-old Atkins,
a graduate of Cornell medical school, says he first tried a very low carbohydrate
diet in 1963 after reading about one in the Journal of the American Medical
Association. He lost weight effortlessly, had his epiphany and turned a fledgling
Manhattan cardiology practice into a thriving obesity clinic. He then alienated
the entire medical community by telling his readers to eat as much fat and
protein as they wanted, as long as they ate little to no carbohydrates. They
would lose weight, he said, because they would keep their insulin down; they
wouldn't be hungry; and they would have less resistance to burning their own
fat. Atkins also noted that starches and sugar were harmful in any event because
they raised triglyceride levels and that this was a greater risk factor for
heart disease than cholesterol.
Atkins's diet is both
the ultimate manifestation of the alternative hypothesis as well as the battleground
on which the fat-versus-carbohydrates controversy is likely to be fought scientifically
over the next few years. After insisting Atkins was a quack for three decades,
obesity experts are now finding it difficult to ignore the copious anecdotal
evidence that his diet does just what he has claimed. Take Albert Stunkard,
for instance. Stunkard has been trying to treat obesity for half a century,
but he told me he had his epiphany about Atkins and maybe about obesity as
well just recently when he discovered that the chief of radiology in his hospital
had lost 60 pounds on Atkins's diet. ''Well, apparently all the young guys
in the hospital are doing it,'' he said. ''So we decided to do a study.''
When I asked Stunkard if he or any of his colleagues considered testing Atkins's
diet 30 years ago, he said they hadn't because they thought Atkins was ''a
jerk'' who was just out to make money: this ''turned people off, and so nobody
took him seriously enough to do what we're finally doing.''
In fact, when the American
Medical Association released its scathing critique of Atkins's diet in March
1973, it acknowledged that the diet probably worked, but expressed little
interest in why. Through the 60's, this had been a subject of considerable
research, with the conclusion that Atkins-like diets were low-calorie diets
in disguise; that when you cut out pasta, bread and potatoes, you'll have
a hard time eating enough meat, vegetables and cheese to replace the calories.
That, however, raised
the question of why such a low-calorie regimen would also suppress hunger,
which Atkins insisted was the signature characteristic of the diet. One possibility
was Endocrinology 101: that fat and protein make you sated and, lacking carbohydrates
and the ensuing swings of blood sugar and insulin, you stay sated. The other
possibility arose from the fact that Atkins's diet is ''ketogenic.'' This
means that insulin falls so low that you enter a state called ketosis, which
is what happens during fasting and starvation. Your muscles and tissues burn
body fat for energy, as does your brain in the form of fat molecules produced
by the liver called ketones. Atkins saw ketosis as the obvious way to kick-start
weight loss. He also liked to say that ketosis was so energizing that it was
better than sex, which set him up for some ridicule. An inevitable criticism
of Atkins's diet has been that ketosis is dangerous and to be avoided at all
costs.
When I interviewed ketosis
experts, however, they universally sided with Atkins, and suggested that maybe
the medical community and the media confuse ketosis with ketoacidosis, a variant
of ketosis that occurs in untreated diabetics and can be fatal. ''Doctors
are scared of ketosis,'' says Richard Veech, an N.I.H. researcher who studied
medicine at Harvard and then got his doctorate at Oxford University with the
Nobel Laureate Hans Krebs. ''They're always worried about diabetic ketoacidosis.
But ketosis is a normal physiologic state. I would argue it is the normal
state of man. It's not normal to have McDonald's and a delicatessen around
every corner. It's normal to starve.''
Simply put, ketosis is
evolution's answer to the thrifty gene. We may have evolved to efficiently
store fat for times of famine, says Veech, but we also evolved ketosis to
efficiently live off that fat when necessary. Rather than being poison, which
is how the press often refers to ketones, they make the body run more efficiently
and provide a backup fuel source for the brain. Veech calls ketones ''magic''
and has shown that both the heart and brain run 25 percent more efficiently
on ketones than on blood sugar.
The bottom line is that
for the better part of 30 years Atkins insisted his diet worked and was safe,
Americans apparently tried it by the tens of millions, while nutritionists,
physicians, public-health authorities and anyone concerned with heart disease
insisted it could kill them, and expressed little or no desire to find out
who was right. During that period, only two groups of U.S. researchers tested
the diet, or at least published their results. In the early 70's, J.P. Flatt
and Harvard's George Blackburn pioneered the ''protein-sparing modified fast''
to treat postsurgical patients, and they tested it on obese volunteers. Blackburn,
who later became president of the American Society of Clinical Nutrition,
describes his regime as ''an Atkins diet without excess fat'' and says he
had to give it a fancy name or nobody would take him seriously. The diet was
''lean meat, fish and fowl'' supplemented by vitamins and minerals. ''People
loved it,'' Blackburn recalls. ''Great weight loss. We couldn't run them off
with a baseball bat.'' Blackburn successfully treated hundreds of obese patients
over the next decade and published a series of papers that were ignored. When
obese New Englanders turned to appetite-control drugs in the mid-80's, he
says, he let it drop. He then applied to the N.I.H. for a grant to do a clinical
trial of popular diets but was rejected.
The second trial, published
in September 1980, was done at the George Washington University Medical Center.
Two dozen obese volunteers agreed to follow Atkins's diet for eight weeks
and lost an average of 17 pounds each, with no apparent ill effects, although
their L.D.L. cholesterol did go up. The researchers, led by John LaRosa, now
president of the State University of New York Downstate Medical Center in
Brooklyn, concluded that the 17-pound weight loss in eight weeks would likely
have happened with any diet under ''the novelty of trying something under
experimental conditions'' and never pursued it further.
Now researchers have finally
decided that Atkins's diet and other low-carb diets have to be tested, and
are doing so against traditional low-calorie-low-fat diets as recommended
by the American Heart Association. To explain their motivation, they inevitably
tell one of two stories: some, like Stunkard, told me that someone they knew—a
patient, a friend, a fellow physician—lost considerable weight on Atkins's
diet and, despite all their preconceptions to the contrary, kept it off. Others
say they were frustrated with their inability to help their obese patients,
looked into the low-carb diets and decided that Endocrinology 101 was compelling.
''As a trained physician, I was trained to mock anything like the Atkins diet,''
says Linda Stern, an internist at the Philadelphia Veterans Administration
Hospital, ''but I put myself on the diet. I did great. And I thought maybe
this is something I can offer my patients.''
None of these studies
have been financed by the N.I.H., and none have yet been published. But the
results have been reported at conferences—by researchers at Schneider Children's
Hospital on Long Island, Duke University and the University of Cincinnati,
and by Stern's group at the Philadelphia V.A. Hospital. And then there's the
study Stunkard had mentioned, led by Gary Foster at the University of Pennsylvania,
Sam Klein, director of the Center for Human Nutrition at Washington University
in St. Louis, and Jim Hill, who runs the University of Colorado Center for
Human Nutrition in Denver. The results of all five of these studies are remarkably
consistent. Subjects on some form of the Atkins diet—whether overweight adolescents
on the diet for 12 weeks as at Schneider, or obese adults averaging 295 pounds
on the diet for six months, as at the Philadelphia V.A.—lost twice the weight
as the subjects on the low-fat, low-calorie diets.
In all five studies, cholesterol
levels improved similarly with both diets, but triglyceride levels were considerably
lower with the Atkins diet. Though researchers are hesitant to agree with
this, it does suggest that heart-disease risk could actually be reduced when
fat is added back into the diet and starches and refined carbohydrates are
removed. ''I think when this stuff gets to be recognized,'' Stunkard says,
''it's going to really shake up a lot of thinking about obesity and metabolism.''
All of this could be settled
sooner rather than later, and with it, perhaps, we might have some long-awaited
answers as to why we grow fat and whether it is indeed preordained by societal
forces or by our choice of foods. For the first time, the N.I.H. is now actually
financing comparative studies of popular diets. Foster, Klein and Hill, for
instance, have now received more than $2.5 million from N.I.H. to do a five-year
trial of the Atkins diet with 360 obese individuals. At Harvard, Willett,
Blackburn and Penelope Greene have money, albeit from Atkins's nonprofit foundation,
to do a comparative trial as well.
Should these clinical
trials also find for Atkins and his high-fat, low-carbohydrate diet, then
the public-health authorities may indeed have a problem on their hands. Once
they took their leap of faith and settled on the low-fat dietary dogma 25
years ago, they left little room for contradictory evidence or a change of
opinion, should such a change be necessary to keep up with the science. In
this light Sam Klein's experience is noteworthy. Klein is president-elect
of the North American Association for the Study of Obesity, which suggests
that he is a highly respected member of his community. And yet, he described
his recent experience discussing the Atkins diet at medical conferences as
a learning experience. ''I have been impressed,'' he said, ''with the anger
of academicians in the audience. Their response is 'How dare you even present
data on the Atkins diet!' ''This hostility stems primarily from their anxiety
that Americans, given a glimmer of hope about their weight, will rush off
en masse to try a diet that simply seems intuitively dangerous and on which
there is still no long-term data on whether it works and whether it is safe.
It's a justifiable fear. In the course of my research, I have spent my mornings
at my local diner, staring down at a plate of scrambled eggs and sausage,
convinced that somehow, some way, they must be working to clog my arteries
and do me in.
After 20 years steeped
in a low-fat paradigm, I find it hard to see the nutritional world any other
way. I have learned that low-fat diets fail in clinical trials and in real
life, and they certainly have failed in my life. I have read the papers suggesting
that 20 years of low-fat recommendations have not managed to lower the incidence
of heart disease in this country, and may have led instead to the steep increase
in obesity and Type 2 diabetes. I have interviewed researchers whose computer
models have calculated that cutting back on the saturated fats in my diet
to the levels recommended by the American Heart Association would not add
more than a few months to my life, if that. I have even lost considerable
weight with relative ease by giving up carbohydrates on my test diet, and
yet I can look down at my eggs and sausage and still imagine the imminent
onset of heart disease and obesity, the latter assuredly to be caused by some
bizarre rebound phenomena the likes of which science has not yet begun to
describe. The fact that Atkins himself has had heart trouble recently does
not ease my anxiety, despite his assurance that it is not diet-related.
This is the state of mind
I imagine that mainstream nutritionists, researchers and physicians must inevitably
take to the fat-versus-carbohydrate controversy. They may come around, but
the evidence will have to be exceptionally compelling. Although this kind
of conversion may be happening at the moment to John Farquhar, who is a professor
of health research and policy at Stanford University and has worked in this
field for more than 40 years. When I interviewed Farquhar in April, he explained
why low-fat diets might lead to weight gain and low-carbohydrate diets might
lead to weight loss, but he made me promise not to say he believed they did.
He attributed the cause of the obesity epidemic to the ''force-feeding of
a nation.'' Three weeks later, after reading an article on Endocrinology 101
by David Ludwig in the Journal of the American Medical Association, he sent
me an e-mail message asking the not-entirely-rhetorical question, ''Can we
get the low-fat proponents to apologize?''
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